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Legal & Compliance Analyst

New York, NY, United States

Role Overview – Legal & Compliance Analyst:

Join our client, a leading financial advisory firm serving high net worth individuals, families, and charitable institutions, as a Legal & Compliance Analyst. Reporting to the General Counsel and Chief Compliance Officer, you will play a vital role in supporting the firm's Legal and Compliance department.

Compensation: $100,000.00 – $125,000.00 + bonus

Location: New York City

Qualifications of the Legal & Compliance Analyst include:

• Bachelor's degree with a demonstration of academic excellence

• 1-3 years of experience in the financial services industry (operations, investment management, or similar)

• Familiarity with applicable regulations and ongoing regulatory filings

• Understanding of organizational/business structures and controls

• Experience with file and vendor management processes

• Strong attention to detail, organizational skills, and ability to prioritize workflow

• Excellent written and verbal communication skills

• High motivation, interest in learning, and ability to critically evaluate data

• Integrity and high moral standards

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Legal & Compliance Analyst jobs in New York, NY, United States

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